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SYNDICATED CAPITAL, INC.
CRD 29037File 801-129421
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$142.0M
Bottom 25% of cohort (national)
Discretionary AUM
$136.9M
Non-discretionary $5.1M
Clients
465
465 accounts
Employees
12
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Feb 5, 2024
- Principal office
- 21671 GATEWAY CENTER DRIVE, SUITE 111, DIAMOND BAR, CA, 91765
- Phone
- 310-751-7098
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $142.0M
- Discretionary AUM
- $136.9M
- Non-discretionary AUM
- $5.1M
- Discretionary accounts
- 447
- Non-discretionary accounts
- 18
- Total accounts
- 465
- AUM per client
- $305K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 27 | $62.5M |
| Individuals (other than high net worth individuals) | 438 | $79.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — 12B1; NTF MUTAL FUND SERVICE FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.