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ROOT FINANCIAL PARTNERS
Legal name: ROOT FINANCIAL PARTNERS, LLC
CRD 290289File 801-125945
APPROVED
Retail clients
Filing as of Aug 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.15B
Top 25% of cohort (national)
Discretionary AUM
$2.14B
Non-discretionary $6.7M
Clients
858
4,110 accounts
Employees
65
Top 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jul 8, 2022
- Principal office
- 801 BARTON SPRINGS RD, AUSTIN, TX, 78704
- Phone
- (760) 452-0720
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.15B
- Discretionary AUM
- $2.14B
- Non-discretionary AUM
- $6.7M
- Discretionary accounts
- 4,104
- Non-discretionary accounts
- 6
- Total accounts
- 4,110
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 643 | $2.06B |
| Pension and profit sharing plans | 6 | $6.7M |
| Individuals (other than high net worth individuals) | 209 | $83.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 40 | 65 | increased by25 |
| Feb 1, 2026 | Clients | 609 | 858 | increased by249 |
| Feb 1, 2026 | AUM | $1,106,417,268 | $2,147,774,389 | increased by$1,041,357,121 |
| Feb 1, 2026 | Accounts | 2,597 | 4,110 | increased by1,513 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 40 | increased by37 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 261 | 609 | increased by348 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $132,612,496 | $1,106,417,268 | increased by$973,804,772 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 752 | 2,597 | increased by1,845 |
| Aug 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROOT FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROOT FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.