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PRESTON INVESTMENTS
Legal name: PRESTON ADVISORY SERVICES LLC
CRD 289926File 801-132449
APPROVED
Retail clients
Filing as of May 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$197.7M
Below cohort median (national)
Discretionary AUM
$197.7M
Clients
2,528
2,526 accounts
Employees
5
Below cohort median in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 22, 2025
- Principal office
- 4345 STOCKTON HILL RD, KINGMAN, AZ, 86409
- Phone
- 928-757-1600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $197.7M
- Discretionary AUM
- $197.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,526
- Non-discretionary accounts
- 0
- Total accounts
- 2,526
- AUM per client
- $78K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $105K |
| High net worth individuals | 17 | $23.1M |
| Pension and profit sharing plans | Fewer than 5 | $1.2M |
| Individuals (other than high net worth individuals) | 2,509 | $173.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | Employees | 4 | 5 | increased by1 |
| Apr 1, 2026 | Clients | 1,278 | 2,528 | increased by1,250 |
| Apr 1, 2026 | AUM | $146,291,985 | $197,679,341 | increased by$51,387,356 |
| Apr 1, 2026 | Accounts | 2,142 | 2,526 | increased by384 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PRESTON INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PRESTON INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.