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PRATO CAPITAL MANAGEMENT
Legal name: PRATO CAPITAL MANAGEMENT, INC.
CRD 289917File 801-111842
APPROVED
Retail clients
Custody
Filing as of Mar 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$224.6M
Below cohort median (national)
Discretionary AUM
$224.6M
Clients
305
706 accounts
Employees
4
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 12, 2017
- Principal office
- 70 GEDNEY WAY, WHITE PLAINS, NY, 10605
- Phone
- 914-930-6871
- Website
- HTTP://WWW.PRATOCAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $224.6M
- Discretionary AUM
- $224.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 706
- Non-discretionary accounts
- 0
- Total accounts
- 706
- AUM per client
- $736K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $2.8M |
| Charitable organizations | Fewer than 5 | $400K |
| High net worth individuals | 32 | $64.8M |
| Pension and profit sharing plans | 25 | $41.3M |
| Individuals (other than high net worth individuals) | 241 | $91.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 326 | 305 | decreased by21 |
| Apr 1, 2026 | Employees | 3 | 4 | increased by1 |
| Apr 1, 2026 | Clients | 322 | 326 | increased by4 |
| Apr 1, 2026 | AUM | $195,749,788 | $224,563,710 | increased by$28,813,922 |
| Apr 1, 2026 | Accounts | 665 | 706 | increased by41 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 280 | 322 | increased by42 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $166,731,149 | $195,749,788 | increased by$29,018,639 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 596 | 665 | increased by69 |
| Mar 1, 2022 | Custody | No | Yes | |
| Mar 1, 2022 | Clients | 236 | 280 | increased by44 |
| Mar 1, 2022 | AUM | $152,217,450 | $166,731,149 | increased by$14,513,699 |
| Mar 1, 2022 | Accounts | 519 | 596 | increased by77 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PRATO CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PRATO CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.