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PRATO CAPITAL MANAGEMENT
Legal name: PRATO CAPITAL MANAGEMENT, INC.
CRD 289917File 801-111842
APPROVED
Retail clients
Custody
Filing as of Mar 2, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$224.6M
Below cohort median (national)
Discretionary AUM
$224.6M
Clients
305
706 accounts
Employees
4
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 12, 2017
- Principal office
- 70 GEDNEY WAY, WHITE PLAINS, NY, 10605
- Phone
- 914-930-6871
- Website
- HTTP://WWW.PRATOCAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $224.6M
- Discretionary AUM
- $224.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 706
- Non-discretionary accounts
- 0
- Total accounts
- 706
- AUM per client
- $736K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $2.8M |
| Charitable organizations | Fewer than 5 | $400K |
| High net worth individuals | 32 | $64.8M |
| Pension and profit sharing plans | 25 | $41.3M |
| Individuals (other than high net worth individuals) | 241 | $91.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 326 | 305 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.