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PEAK PLANNING GROUP, LLC
CRD 289891File 801-111771
APPROVED
Retail clients
Custody
Filing as of Jul 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$710.0M
Above cohort median (national)
Discretionary AUM
$706.7M
Non-discretionary $3.3M
Clients
838
2,363 accounts
Employees
11
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Sep 29, 2017
- Principal office
- 5975 SOUTH QUEBEC STREET, SUITE 310, CENTENNIAL, CO, 80111
- Phone
- 303-991-0056
- Website
- HTTP://WWW.PEAKPLAN.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $710.0M
- Discretionary AUM
- $706.7M
- Non-discretionary AUM
- $3.3M
- Discretionary accounts
- 2,360
- Non-discretionary accounts
- 3
- Total accounts
- 2,363
- AUM per client
- $847K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $378K |
| High net worth individuals | 174 | $505.1M |
| Pension and profit sharing plans | Fewer than 5 | $1.5M |
| Individuals (other than high net worth individuals) | 664 | $203.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 10 | 11 | increased by1 |
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 717 | 838 | increased by121 |
| Apr 1, 2026 | AUM | $650,935,386 | $709,995,204 | increased by$59,059,818 |
| Apr 1, 2026 | Accounts | 2,086 | 2,363 | increased by277 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 10 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 426 | 717 | increased by291 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $254,580,447 | $650,935,386 | increased by$396,354,939 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 988 | 2,086 | increased by1,098 |
| Apr 1, 2022 | Employees | 6 | 3 | decreased by3 |
| Apr 1, 2022 | Clients | 404 | 426 | increased by22 |
| Apr 1, 2022 | AUM | $215,033,442 | $254,580,447 | increased by$39,547,005 |
| Apr 1, 2022 | Accounts | 1,102 | 988 | decreased by114 |
| Jun 1, 2021 | Employees | 2 | 6 | increased by4 |
| Jun 1, 2021 | Clients | 151 | 404 | increased by253 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PEAK PLANNING” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PEAK PLANNING” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.