B.A. ROBERTS FINANCIAL SERVICES, INC.

CRD 289856File 801-112254

APPROVED

Retail clients

Custody

Filing as of Mar 25, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$373.9M

Below cohort median (national)

Discretionary AUM

$346.1M

Non-discretionary $27.7M

Clients

1,344

1,583 accounts

Employees

Above cohort median in MI

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: CHRO
Registration date: Jan 2, 2018
Principal office: 989 WEST WASHINGTON STREET, SUITE 101, MARQUETTE, MI, 49855
Phone: (906) 228-5564
Website: HTTP://BAROBERTS.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $373.9M
Discretionary AUM: $346.1M
Non-discretionary AUM: $27.7M
Discretionary accounts: 1,578
Non-discretionary accounts: 5
Total accounts: 1,583
AUM per client: $278K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$754K
High net worth individuals	134	$276.1M
Pension and profit sharing plans	Fewer than 5	$11.7M
Individuals (other than high net worth individuals)	1,210	$85.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.