← Directory
SGROI WEALTH ADVISORY GROUP LLC
CRD 289764File 801-112067
APPROVED
Retail clients
Disclosure events
Filing as of Feb 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.36B
Above cohort median (national)
Discretionary AUM
$1.36B
Clients
7,676
7,676 accounts
Employees
27
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 27, 2017
- Principal office
- 965 UNION ROAD, WEST SENECA, NY, 14224
- Phone
- 716-674-6700
- Website
- HTTPS://WWW.SGROILAWLEY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.36B
- Discretionary AUM
- $1.36B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 7,676
- Non-discretionary accounts
- 0
- Total accounts
- 7,676
- AUM per client
- $177K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 6 | $1.3M |
| High net worth individuals | 169 | $272.7M |
| Pension and profit sharing plans | 23 | $3.5M |
| Individuals (other than high net worth individuals) | 7,478 | $1.08B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 3,822 | 7,676 | increased by3,854 |
| Feb 1, 2026 | AUM | $1,084,937,140 | $1,357,154,362 | increased by$272,217,222 |
| Feb 1, 2026 | Accounts | 6,848 | 7,676 | increased by828 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 22 | 27 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,089 | 3,822 | increased by1,733 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $707,190,073 | $1,084,937,140 | increased by$377,747,067 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,256 | 6,848 | increased by2,592 |
| Apr 1, 2022 | Employees | 25 | 22 | decreased by3 |
| Apr 1, 2022 | AUM | $563,440,752 | $707,190,073 | increased by$143,749,321 |
| Apr 1, 2022 | Accounts | 3,271 | 4,256 | increased by985 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SGROI WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SGROI WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.