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SUNBEAM CAPITAL MANAGEMENT, LLC
CRD 289723File 801-112112
APPROVED
Retail clients
Filing as of Mar 20, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$410.2M
Below cohort median (national)
Discretionary AUM
$410.2M
Clients
47
239 accounts
Employees
3
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Dec 4, 2017
- Principal office
- Not reported
- Phone
- (901) 229-2132
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $410.2M
- Discretionary AUM
- $410.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 239
- Non-discretionary accounts
- 0
- Total accounts
- 239
- AUM per client
- $8.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 47 | $410.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 2 | 3 | increased by1 |
| Apr 1, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | Clients | 24 | 47 | increased by23 |
| Apr 1, 2026 | AUM | $213,179,129 | $410,159,817 | increased by$196,980,688 |
| Apr 1, 2026 | Accounts | 132 | 239 | increased by107 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1 | 2 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 8 | 24 | increased by16 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $56,618,915 | $213,179,129 | increased by$156,560,214 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 47 | 132 | increased by85 |
| Apr 1, 2022 | Clients | 6 | 8 | increased by2 |
| Apr 1, 2022 | AUM | $60,178,987 | $56,618,915 | decreased by$3,560,072 |
| Apr 1, 2022 | Accounts | 38 | 47 | increased by9 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SUNBEAM CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SUNBEAM CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.