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BASEPOINT WEALTH, LLC
CRD 289538File 801-111782
APPROVED
Retail clients
Custody
Filing as of Aug 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$883.8M
Above cohort median (national)
Discretionary AUM
$874.8M
Non-discretionary $9.1M
Clients
1,263
3,715 accounts
Employees
24
Above cohort median in IA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Partnership
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 29, 2017
- Principal office
- 4700 N. RIVER BLVD NE, CEDAR RAPIDS, IA, 52411
- Phone
- (319) 826-1898
- Website
- https://basepointwealth.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $883.8M
- Discretionary AUM
- $874.8M
- Non-discretionary AUM
- $9.1M
- Discretionary accounts
- 3,704
- Non-discretionary accounts
- 11
- Total accounts
- 3,715
- AUM per client
- $700K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $4.1M |
| Charitable organizations | 5 | $9.3M |
| High net worth individuals | 261 | $541.3M |
| Pension and profit sharing plans | 12 | $50.0M |
| Individuals (other than high net worth individuals) | 981 | $279.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 22 | 24 | increased by2 |
| Mar 1, 2026 | Clients | 1,234 | 1,263 | increased by29 |
| Mar 1, 2026 | AUM | $776,175,833 | $883,834,872 | increased by$107,659,039 |
| Mar 1, 2026 | Accounts | 3,881 | 3,715 | decreased by166 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 19 | 22 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 962 | 1,234 | increased by272 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $518,012,125 | $776,175,833 | increased by$258,163,708 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,714 | 3,881 | increased by1,167 |
| Sep 1, 2022 | Employees | 18 | 19 | increased by1 |
| Apr 1, 2022 | Employees | 16 | 18 | increased by2 |
| Apr 1, 2022 | Clients | 921 | 962 | increased by41 |
| Apr 1, 2022 | AUM | $501,692,775 | $518,012,125 | increased by$16,319,350 |
| Apr 1, 2022 | Accounts | 2,623 | 2,714 | increased by91 |
| Sep 1, 2021 | Clients | 719 | 921 | increased by202 |
| Sep 1, 2021 | AUM | $332,456,249 | $501,692,775 | increased by$169,236,526 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BASEPOINT WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BASEPOINT WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.