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AUCTUS ADVISORS LLC
CRD 289489File 801-111919
APPROVED
Retail clients
Custody
Filing as of Aug 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$612.9M
Above cohort median (national)
Discretionary AUM
$612.9M
Clients
218
731 accounts
Employees
3
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Oct 25, 2017
- Principal office
- 325 ARLINGTON AVENUE, SUITE 625, CHARLOTTE, NC, 28203
- Phone
- 704 533-9880
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $612.9M
- Discretionary AUM
- $612.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 731
- Non-discretionary accounts
- 0
- Total accounts
- 731
- AUM per client
- $2.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 129 | $580.2M |
| Pension and profit sharing plans | 14 | $0 |
| Individuals (other than high net worth individuals) | 75 | $32.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — % OF RETIREMENT PLAN ASSETS UNDER ADVISEMENT
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 210 | 218 | increased by8 |
| Mar 1, 2026 | AUM | $480,924,511 | $612,923,272 | increased by$131,998,761 |
| Mar 1, 2026 | Accounts | 681 | 731 | increased by50 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 190 | 210 | increased by20 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $343,676,559 | $480,924,511 | increased by$137,247,952 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 550 | 681 | increased by131 |
| Apr 1, 2022 | Clients | 188 | 190 | increased by2 |
| Apr 1, 2022 | AUM | $330,013,750 | $343,676,559 | increased by$13,662,809 |
| Apr 1, 2022 | Accounts | 504 | 550 | increased by46 |
| Oct 1, 2021 | Clients | 183 | 188 | increased by5 |
| Oct 1, 2021 | AUM | $263,772,612 | $330,013,750 | increased by$66,241,138 |
| Oct 1, 2021 | Accounts | 481 | 504 | increased by23 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AUCTUS ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AUCTUS ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.