VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES

Legal name: VAN LEEUWEN & ASSOCIATES, INC.

CRD 289463File 801-111092

APPROVED

Retail clients

Filing as of Aug 12, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$559.4M

Above cohort median (national)

Discretionary AUM

$559.4M

Clients

705

1,231 accounts

Employees

Above cohort median in KY

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: CHRO
Registration date: Sep 5, 2017
Principal office: 808 WEST MAIN STREET, RICHMOND, KY, 40475
Phone: (859) 626-3400
Website: HTTP://WWW.VLRETIREMENT.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $559.4M
Discretionary AUM: $559.4M
Non-discretionary AUM: $0
Discretionary accounts: 1,231
Non-discretionary accounts: 0
Total accounts: 1,231
AUM per client: $793K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$45K
High net worth individuals	173	$357.6M
Pension and profit sharing plans	Fewer than 5	$10.3M
Individuals (other than high net worth individuals)	527	$191.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.