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KLEINFELDER CAPITAL, INC.
CRD 289345File 801-111047
APPROVED
Retail clients
Custody
Filing as of Sep 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$376.6M
Below cohort median (national)
Discretionary AUM
$375.8M
Non-discretionary $724K
Clients
498
1,076 accounts
Employees
5
Below cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 24, 2017
- Principal office
- 8050 HOSBROOK ROAD, SUITE 200, CINCINNATI, OH, 45236
- Phone
- (513) 808-9700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $376.6M
- Discretionary AUM
- $375.8M
- Non-discretionary AUM
- $724K
- Discretionary accounts
- 1,073
- Non-discretionary accounts
- 3
- Total accounts
- 1,076
- AUM per client
- $756K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $278K |
| High net worth individuals | 212 | $310.0M |
| Pension and profit sharing plans | 17 | $4.1M |
| Individuals (other than high net worth individuals) | 269 | $62.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 4 | 5 | increased by1 |
| Mar 1, 2026 | Clients | 509 | 498 | decreased by11 |
| Mar 1, 2026 | AUM | $306,833,604 | $376,572,585 | increased by$69,738,981 |
| Mar 1, 2026 | Accounts | 1,037 | 1,076 | increased by39 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 4 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 460 | 509 | increased by49 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $222,506,989 | $306,833,604 | increased by$84,326,615 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 846 | 1,037 | increased by191 |
| Feb 1, 2022 | Clients | 441 | 460 | increased by19 |
| Feb 1, 2022 | AUM | $195,049,737 | $222,506,989 | increased by$27,457,252 |
| Feb 1, 2022 | Accounts | 818 | 846 | increased by28 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KLEINFELDER CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KLEINFELDER CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.