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KAIZEN RETIREMENT PLAN ADVISORS, LLC
CRD 289238File 801-130196
APPROVED
Retail clients
Filing as of Feb 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$155.9M
Bottom 25% of cohort (national)
Discretionary AUM
$46.7M
Non-discretionary $109.2M
Clients
26
26 accounts
Employees
1
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 10, 2024
- Principal office
- Not reported
- Phone
- 508-850-6401
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $155.9M
- Discretionary AUM
- $46.7M
- Non-discretionary AUM
- $109.2M
- Discretionary accounts
- 14
- Non-discretionary accounts
- 12
- Total accounts
- 26
- AUM per client
- $6.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | Fewer than 5 | $6.5M |
| Pension and profit sharing plans | 21 | $148.4M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.