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KNOX AVENUE FINANCIAL CORP.
CRD 289094File 801-132796
APPROVED
Retail clients
Custody
Filing as of Jul 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$144.7M
Bottom 25% of cohort (national)
Discretionary AUM
$127.9M
Non-discretionary $16.8M
Clients
227
758 accounts
Employees
1
Bottom 25% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 19, 2025
- Principal office
- 380 ST. PETER STREET, SUITE 742, ST. PAUL, MN, 55102
- Phone
- 952-426-4352
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $144.7M
- Discretionary AUM
- $127.9M
- Non-discretionary AUM
- $16.8M
- Discretionary accounts
- 674
- Non-discretionary accounts
- 84
- Total accounts
- 758
- AUM per client
- $638K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $345K |
| High net worth individuals | 46 | $93.1M |
| Pension and profit sharing plans | 6 | $9.0M |
| Individuals (other than high net worth individuals) | 175 | $42.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 222 | 227 | increased by5 |
| Mar 1, 2026 | AUM | $118,929,883 | $144,725,154 | increased by$25,795,271 |
| Mar 1, 2026 | Accounts | 733 | 758 | increased by25 |
| Dec 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KNOX AVENUE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KNOX AVENUE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.