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PEACE OF MIND FINANCIAL PLANNING, INC
Legal name: PEACE OF MIND FINANCIAL, INC
CRD 289067File 801-122428
APPROVED
Retail clients
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$123.6M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $123.6M
Clients
121
404 accounts
Employees
5
Bottom 25% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Sep 30, 2021
- Principal office
- 7222 COMMERCE CENTER DRIVE, SUITE 175, COLORADO SPRINGS, CO, 80919
- Phone
- 719-836-8181
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $123.6M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $123.6M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 404
- Total accounts
- 404
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $5.2M |
| High net worth individuals | 17 | $63.6M |
| Individuals (other than high net worth individuals) | 104 | $54.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 123 | 121 | decreased by2 |
| Apr 1, 2026 | AUM | $118,127,180 | $123,633,619 | increased by$5,506,439 |
| Apr 1, 2026 | Accounts | 429 | 404 | decreased by25 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 5 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 125 | 123 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $120,749,411 | $118,127,180 | decreased by$2,622,231 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 486 | 429 | decreased by57 |
| Mar 1, 2022 | Employees | 7 | 6 | decreased by1 |
| Mar 1, 2022 | Clients | 108 | 125 | increased by17 |
| Mar 1, 2022 | AUM | $116,161,000 | $120,749,411 | increased by$4,588,411 |
| Mar 1, 2022 | Accounts | 183 | 486 | increased by303 |
| Oct 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PEACE MIND” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PEACE MIND” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.