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WALL STREET FINANCIAL GROUP, INC.
CRD 289051File 801-130574
APPROVED
Retail clients
Filing as of Jan 20, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$187.7M
Bottom 25% of cohort (national)
Discretionary AUM
$187.7M
Clients
425
1,208 accounts
Employees
3
Bottom 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 28, 2024
- Principal office
- 1 WALL ST, CARLINVILLE, IL, 62626
- Phone
- 800-303-9255
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $187.7M
- Discretionary AUM
- $187.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,208
- Non-discretionary accounts
- 0
- Total accounts
- 1,208
- AUM per client
- $442K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $105K |
| Charitable organizations | Fewer than 5 | $328K |
| High net worth individuals | 46 | $84.6M |
| State or municipal government entities | Fewer than 5 | $7.7M |
| Individuals (other than high net worth individuals) | 379 | $95.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 388 | 425 | increased by37 |
| Feb 1, 2026 | AUM | $133,114,659 | $187,678,567 | increased by$54,563,908 |
| Feb 1, 2026 | Accounts | 1,100 | 1,208 | increased by108 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WALL STREET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WALL STREET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.