← Directory
WALL STREET FINANCIAL GROUP, INC.
CRD 289051File 801-130574
APPROVED
Retail clients
Filing as of Jan 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$187.7M
Bottom 25% of cohort (national)
Discretionary AUM
$187.7M
Clients
425
1,208 accounts
Employees
3
Bottom 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 28, 2024
- Principal office
- 1 WALL ST, CARLINVILLE, IL, 62626
- Phone
- 800-303-9255
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $187.7M
- Discretionary AUM
- $187.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,208
- Non-discretionary accounts
- 0
- Total accounts
- 1,208
- AUM per client
- $442K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $105K |
| Charitable organizations | Fewer than 5 | $328K |
| High net worth individuals | 46 | $84.6M |
| State or municipal government entities | Fewer than 5 | $7.7M |
| Individuals (other than high net worth individuals) | 379 | $95.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.

