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IMPACT INVESTORS
Legal name: IMPACT INVESTORS, INC.
CRD 289028File 801-118267
APPROVED
Retail clients
Custody
Filing as of Aug 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$318.2M
Below cohort median (national)
Discretionary AUM
$279.8M
Non-discretionary $38.4M
Clients
237
769 accounts
Employees
9
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Mar 20, 2020
- Principal office
- Not reported
- Phone
- 888-463-6861
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $318.2M
- Discretionary AUM
- $279.8M
- Non-discretionary AUM
- $38.4M
- Discretionary accounts
- 656
- Non-discretionary accounts
- 113
- Total accounts
- 769
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $2.0M |
| High net worth individuals | 52 | $182.8M |
| Pension and profit sharing plans | 16 | $35.6M |
| Individuals (other than high net worth individuals) | 168 | $97.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 240 | 237 | decreased by3 |
| Apr 1, 2026 | Employees | 8 | 9 | increased by1 |
| Apr 1, 2026 | Clients | 244 | 240 | decreased by4 |
| Apr 1, 2026 | AUM | $282,957,322 | $318,228,152 | increased by$35,270,830 |
| Apr 1, 2026 | Accounts | 770 | 769 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 8 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 257 | 244 | decreased by13 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $258,233,173 | $282,957,322 | increased by$24,724,149 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 746 | 770 | increased by24 |
| Apr 1, 2022 | Clients | 297 | 257 | decreased by40 |
| Apr 1, 2022 | AUM | $221,645,500 | $258,233,173 | increased by$36,587,673 |
| Apr 1, 2022 | Accounts | 823 | 746 | decreased by77 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “IMPACT INVESTORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“IMPACT INVESTORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.