← Directory
THE WESTCHESTER GROUP, LLC
CRD 288959File 801-113448
APPROVED
Retail clients
Disclosure events
Filing as of Mar 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$187.9M
Bottom 25% of cohort (national)
Discretionary AUM
$50.3M
Non-discretionary $137.6M
Clients
23
23 accounts
Employees
2
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 13, 2018
- Principal office
- Not reported
- Phone
- 419 290 0167
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $187.9M
- Discretionary AUM
- $50.3M
- Non-discretionary AUM
- $137.6M
- Discretionary accounts
- 19
- Non-discretionary accounts
- 4
- Total accounts
- 23
- AUM per client
- $8.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | Not reported |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 13 | $10.3M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $0 |
| State or municipal government entities | Fewer than 5 | $177.6M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $181,306,015 | $187,923,640 | increased by$6,617,625 |
| Apr 1, 2026 | Accounts | 22 | 23 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 21 | 23 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $181,328,897 | $181,306,015 | decreased by$22,882 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 21 | 22 | increased by1 |
| Mar 1, 2022 | Clients | 17 | 21 | increased by4 |
| Mar 1, 2022 | AUM | $169,484,109 | $181,328,897 | increased by$11,844,788 |
| Mar 1, 2022 | Accounts | 19 | 21 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WESTCHESTER GROUP” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WESTCHESTER GROUP” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.