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CAROLINA WEALTH ADVISORS
Legal name: CAROLINA WEALTH ADVISORS, LLC
CRD 288837File 801-119040
APPROVED
Retail clients
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$313.4M
Below cohort median (national)
Discretionary AUM
$308.5M
Non-discretionary $5.0M
Clients
596
1,591 accounts
Employees
6
Above cohort median in SC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jul 29, 2020
- Principal office
- 1110 LONDON STREET, SUITE 204, MYRTLE BEACH, SC, 29577
- Phone
- (843) 448-4425
- Website
- HTTPS://CAROLINAWA.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $313.4M
- Discretionary AUM
- $308.5M
- Non-discretionary AUM
- $5.0M
- Discretionary accounts
- 1,530
- Non-discretionary accounts
- 61
- Total accounts
- 1,591
- AUM per client
- $526K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $6.7M |
| Charitable organizations | Fewer than 5 | $2K |
| High net worth individuals | 128 | $207.2M |
| Individuals (other than high net worth individuals) | 459 | $99.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 531 | 596 | increased by65 |
| Apr 1, 2026 | AUM | $297,697,028 | $313,415,083 | increased by$15,718,055 |
| Apr 1, 2026 | Accounts | 1,382 | 1,591 | increased by209 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 6 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 429 | 531 | increased by102 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $200,719,005 | $297,697,028 | increased by$96,978,023 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,031 | 1,382 | increased by351 |
| Apr 1, 2022 | Employees | 4 | 5 | increased by1 |
| Apr 1, 2022 | Clients | 377 | 429 | increased by52 |
| Apr 1, 2022 | AUM | $159,576,023 | $200,719,005 | increased by$41,142,982 |
| Apr 1, 2022 | Accounts | 899 | 1,031 | increased by132 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAROLINA WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAROLINA WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.