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KINGSWOOD WEALTH ADVISORS, LLC
CRD 288792File 801-110755
APPROVED
Retail clients
Filing as of Aug 3, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$3.80B
Top 25% of cohort (national)
Discretionary AUM
$3.49B
Non-discretionary $306.5M
Clients
11,425
12,273 accounts
Employees
88
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jul 3, 2017
- Principal office
- 11440 W. BERNARDO COURT, SUITE 300, SAN DIEGO, CA, 92127
- Phone
- 800-535-6981
- Website
- https://www.kingswoodus.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.80B
- Discretionary AUM
- $3.49B
- Non-discretionary AUM
- $306.5M
- Discretionary accounts
- 11,682
- Non-discretionary accounts
- 591
- Total accounts
- 12,273
- AUM per client
- $333K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 105 | $82.5M |
| Insurance companies | Fewer than 5 | $9.1M |
| Charitable organizations | 2 | $7.1M |
| High net worth individuals | 2,274 | $2.11B |
| Pension and profit sharing plans | 57 | $21.6M |
| Individuals (other than high net worth individuals) | 8,985 | $1.58B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.