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PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
CRD 288641File 801-123758
APPROVED
Retail clients
Disclosure events
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$931.8M
Above cohort median (national)
Discretionary AUM
$926.1M
Non-discretionary $5.8M
Clients
822
2,149 accounts
Employees
41
Above cohort median in KS
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Apr 19, 2022
- Principal office
- 4745 W. 136TH STREET, LEAWOOD, KS, 66224
- Phone
- 913-295-9500
- Website
- https://prevailiws.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $931.8M
- Discretionary AUM
- $926.1M
- Non-discretionary AUM
- $5.8M
- Discretionary accounts
- 2,137
- Non-discretionary accounts
- 12
- Total accounts
- 2,149
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $9.5M |
| Charitable organizations | Fewer than 5 | $126K |
| High net worth individuals | 162 | $450.5M |
| Pooled investment vehicles | 1 | $21.2M |
| Pension and profit sharing plans | 29 | $239.9M |
| Individuals (other than high net worth individuals) | 626 | $210.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 45 | 41 | decreased by4 |
| Apr 1, 2026 | Clients | 769 | 822 | increased by53 |
| Apr 1, 2026 | AUM | $815,418,771 | $931,844,457 | increased by$116,425,686 |
| Apr 1, 2026 | Accounts | 1,953 | 2,149 | increased by196 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 665 | 769 | increased by104 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $780,044,481 | $815,418,771 | increased by$35,374,290 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 1,678 | 1,953 | increased by275 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 20 | 45 | increased by25 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 647 | 665 | increased by18 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $196,196,793 | $780,044,481 | increased by$583,847,688 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 647 | 1,678 | increased by1,031 |
| May 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PREVAIL INNOVATIVE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PREVAIL INNOVATIVE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.