SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CRD 288623File 801-112009

APPROVED

Retail clients

Filing as of Mar 31, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$6.18B

Top 25% of cohort (national)

Discretionary AUM

$1.62B

Non-discretionary $4.56B

Clients

1,244

3,041 accounts

Employees

Top 10% of cohort in IN

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Nov 14, 2017
Principal office: 111 CONGRESSIONAL BLVD.,, SUITE 100, CARMEL, IN, 46032
Phone: 317-975-5033
Website: HTTP://WWW.SHEPHERDFIN.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $6.18B
Discretionary AUM: $1.62B
Non-discretionary AUM: $4.56B
Discretionary accounts: 2,812
Non-discretionary accounts: 229
Total accounts: 3,041
AUM per client: $5.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	203	$465.1M
Pension and profit sharing plans	336	$5.56B
Individuals (other than high net worth individuals)	705	$148.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	44	45	increased by1
Apr 1, 2026	Clients	1,091	1,244	increased by153
Apr 1, 2026	AUM	$4,946,760,100	$6,177,640,329	increased by$1,230,880,229
Apr 1, 2026	Accounts	2,231	3,041	increased by810
Dec 1, 2025 vs May 1, 2025	Employees	42	44	increased by2
May 1, 2025 vs Oct 1, 2022	Employees	29	42	increased by13
May 1, 2025 vs Oct 1, 2022	Clients	456	1,091	increased by635
May 1, 2025 vs Oct 1, 2022	AUM	$3,484,956,576	$4,946,760,100	increased by$1,461,803,524
May 1, 2025 vs Oct 1, 2022	Accounts	456	2,231	increased by1,775
Apr 1, 2022	Employees	26	29	increased by3
Apr 1, 2022	Clients	199	456	increased by257
Apr 1, 2022	AUM	$2,797,176,961	$3,484,956,576	increased by$687,779,615
Apr 1, 2022	Accounts	199	456	increased by257
Jul 1, 2021	Employees	9	26	increased by17
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “SHEPHERD FINANCIAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SHEPHERD FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.