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STWD INVESTMENT MANAGEMENT, LLC
CRD 288615File 801-117203
APPROVED
Custody
Filing as of Mar 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.43B
Top 25% of cohort (national)
Discretionary AUM
$5.43B
Clients
9
9 accounts
Employees
139
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Aug 14, 2019
- Principal office
- 2340 COLLINS AVENUE, SUITE 700, MIAMI BEACH, FL, 33139
- Phone
- 305.695.5500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.43B
- Discretionary AUM
- $5.43B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 9
- Non-discretionary accounts
- 0
- Total accounts
- 9
- AUM per client
- $603.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 9 | $5.43B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 129 | 139 | increased by10 |
| Apr 1, 2026 | Clients | 8 | 9 | increased by1 |
| Apr 1, 2026 | AUM | $4,731,375,386 | $5,433,998,213 | increased by$702,622,827 |
| Apr 1, 2026 | Accounts | 8 | 9 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 132 | 129 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 7 | 8 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $5,704,265,828 | $4,731,375,386 | decreased by$972,890,442 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 7 | 8 | increased by1 |
| Apr 1, 2022 | Employees | 143 | 132 | decreased by11 |
| Apr 1, 2022 | Clients | 6 | 7 | increased by1 |
| Apr 1, 2022 | AUM | $5,515,058,072 | $5,704,265,828 | increased by$189,207,756 |
| Apr 1, 2022 | Accounts | 6 | 7 | increased by1 |
| Jan 1, 2022 | Employees | 139 | 143 | increased by4 |
| Jan 1, 2022 | Clients | 4 | 6 | increased by2 |
| Jan 1, 2022 | AUM | $3,213,934,732 | $5,515,058,072 | increased by$2,301,123,340 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STWD INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STWD INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.