LINDEN THOMAS ADVISORY SERVICES, LLC

CRD 288557File 801-110683

APPROVED

Retail clients

Disclosure events

Filing as of May 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.77B

Top 25% of cohort (national)

Discretionary AUM

$1.12B

Non-discretionary $653.7M

Clients

1,366

7,111 accounts

Employees

Top 25% of cohort in NC

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: ARO
Registration date: Jun 23, 2017
Principal office: 516 NORTH TRYON STREET, CHARLOTTE, NC, 28202
Phone: (704) 554-8150
Website: https://lindenthomas.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.77B
Discretionary AUM: $1.12B
Non-discretionary AUM: $653.7M
Discretionary accounts: 4,306
Non-discretionary accounts: 2,805
Total accounts: 7,111
AUM per client: $1.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$497K
Charitable organizations	5	$3.9M
High net worth individuals	432	$892.2M
Pension and profit sharing plans	88	$154.5M
Individuals (other than high net worth individuals)	836	$720.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11C2
Q11C4
Q11C5

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.