LINDEN THOMAS ADVISORY SERVICES, LLC

CRD 288557File 801-110683

APPROVED

Retail clients

Disclosure events

Filing as of May 27, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$1.77B

Top 25% of cohort (national)

Discretionary AUM

$1.12B

Non-discretionary $653.7M

Clients

1,366

7,111 accounts

Employees

Top 25% of cohort in NC

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: ARO
Registration date: Jun 23, 2017
Principal office: 516 NORTH TRYON STREET, CHARLOTTE, NC, 28202
Phone: (704) 554-8150
Website: https://lindenthomas.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.77B
Discretionary AUM: $1.12B
Non-discretionary AUM: $653.7M
Discretionary accounts: 4,306
Non-discretionary accounts: 2,805
Total accounts: 7,111
AUM per client: $1.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$497K
Charitable organizations	5	$3.9M
High net worth individuals	432	$892.2M
Pension and profit sharing plans	88	$154.5M
Individuals (other than high net worth individuals)	836	$720.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11C2
Q11C4
Q11C5

Filed changes

Date	Field	From	To	Change
May 1, 2026	Employees	11	14	increased by3
May 1, 2026	Custody	Yes	No
May 1, 2026	Clients	1,590	1,366	decreased by224
May 1, 2026	AUM	$1,633,842,616	$1,771,455,363	increased by$137,612,747
May 1, 2026	Accounts	6,977	7,111	increased by134
May 1, 2025 vs Oct 1, 2022	Employees	9	11	increased by2
May 1, 2025 vs Oct 1, 2022	Disclosures	No	Yes
May 1, 2025 vs Oct 1, 2022	Custody	No	Yes
May 1, 2025 vs Oct 1, 2022	Clients	829	1,590	increased by761
May 1, 2025 vs Oct 1, 2022	AUM	$1,324,538,116	$1,633,842,616	increased by$309,304,500
May 1, 2025 vs Oct 1, 2022	Accounts	5,666	6,977	increased by1,311
Apr 1, 2022	Employees	7	9	increased by2
Apr 1, 2022	Clients	687	829	increased by142
Apr 1, 2022	AUM	$991,832,284	$1,324,538,116	increased by$332,705,832
Apr 1, 2022	Accounts	4,762	5,666	increased by904

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “LINDEN THOMAS” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LINDEN THOMAS” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.