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RYE BROOK CAPITAL, LLC
CRD 288517File 801-119977
APPROVED
Retail clients
Custody
Filing as of Feb 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$327.3M
Below cohort median (national)
Discretionary AUM
$327.3M
Clients
3
20 accounts
Employees
1
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Dec 16, 2020
- Principal office
- 777 WEST PUTNAM AVE, SUITE 300, GREENWICH, CT, 06830
- Phone
- 203-542-2822
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $327.3M
- Discretionary AUM
- $327.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 20
- Non-discretionary accounts
- 0
- Total accounts
- 20
- AUM per client
- $109.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | Fewer than 5 | $8.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Aug 17, 2026 | Clients | 20 | 3 | decreased by17 |
| Mar 1, 2026 | Clients | 23 | 20 | decreased by3 |
| Mar 1, 2026 | AUM | $278,633,406 | $327,295,914 | increased by$48,662,508 |
| Mar 1, 2026 | Accounts | 23 | 20 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 12 | 23 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $430,400,607 | $278,633,406 | decreased by$151,767,201 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 12 | 23 | increased by11 |
| Mar 1, 2022 | Custody | Yes | No | |
| Mar 1, 2022 | Clients | 7 | 12 | increased by5 |
| Mar 1, 2022 | AUM | $317,837,169 | $430,400,607 | increased by$112,563,438 |
| Mar 1, 2022 | Accounts | 7 | 12 | increased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RYE BROOK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RYE BROOK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.