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HANWHA ASSET MANAGEMENT (USA) LTD.
CRD 288464File 801-110735
APPROVED
Custody
Filing as of Aug 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.00B
Top 25% of cohort (national)
Discretionary AUM
$4.00B
Clients
4
4 accounts
Employees
22
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jul 3, 2017
- Principal office
- 300 GRANT AVENUE, 4TH FLOOR, SAN FRANCISCO, CA, 94108
- Phone
- (415) 534-1190
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.00B
- Discretionary AUM
- $4.00B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 4
- Non-discretionary accounts
- 0
- Total accounts
- 4
- AUM per client
- $998.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $3.43B |
| Pooled investment vehicles | 2 | $342.5M |
| Banking or thrift institutions | Fewer than 5 | $220.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 18 | 22 | increased by4 |
| Apr 1, 2026 | Clients | 3 | 4 | increased by1 |
| Apr 1, 2026 | AUM | $2,088,086,232 | $3,995,640,574 | increased by$1,907,554,342 |
| Apr 1, 2026 | Accounts | 3 | 4 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 18 | increased by10 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,990,123,247 | $2,088,086,232 | decreased by$902,037,015 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 8 | 3 | decreased by5 |
| Apr 1, 2022 | Employees | 12 | 8 | decreased by4 |
| Apr 1, 2022 | Clients | 2 | 3 | increased by1 |
| Apr 1, 2022 | AUM | $2,115,997,311 | $2,990,123,247 | increased by$874,125,936 |
| Apr 1, 2022 | Accounts | 4 | 8 | increased by4 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HANWHA ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HANWHA ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.