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ARIA WEALTH MANAGEMENT
Legal name: ARIA WEALTH MANAGEMENT, INC.
CRD 288450File 801-110703
APPROVED
Retail clients
Custody
Filing as of Apr 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$130.0M
Bottom 25% of cohort (national)
Discretionary AUM
$121.6M
Non-discretionary $8.3M
Clients
247
570 accounts
Employees
9
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jul 5, 2017
- Principal office
- 20640 3RD STEET, SUITE 300, SARATOGA, CA, 95070
- Phone
- 669-222-1155
- Website
- HTTPS://www.ariawm.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $130.0M
- Discretionary AUM
- $121.6M
- Non-discretionary AUM
- $8.3M
- Discretionary accounts
- 556
- Non-discretionary accounts
- 14
- Total accounts
- 570
- AUM per client
- $526K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $3.8M |
| High net worth individuals | 28 | $59.3M |
| Pension and profit sharing plans | 12 | $7.5M |
| State or municipal government entities | 15 | $18.3M |
| Individuals (other than high net worth individuals) | 190 | $40.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 249 | 247 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.