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EMERGENT FINANCIAL SERVICES, LLC.
CRD 288434File 801-114160
APPROVED
Retail clients
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$195.2M
Below cohort median (national)
Discretionary AUM
$95.2M
Non-discretionary $100.0M
Clients
246
250 accounts
Employees
5
Bottom 25% of cohort in VA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Oct 22, 2018
- Principal office
- 310 OLD IVY WAY STE 302, SUITE 302, CHARLOTTESVILLE, VA, 22903
- Phone
- 434-260-1690
- Website
- HTTP://WWW.EMERGENTFS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $195.2M
- Discretionary AUM
- $95.2M
- Non-discretionary AUM
- $100.0M
- Discretionary accounts
- 249
- Non-discretionary accounts
- 1
- Total accounts
- 250
- AUM per client
- $794K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $1K |
| High net worth individuals | 19 | $32.5M |
| State or municipal government entities | Fewer than 5 | $127.4M |
| Individuals (other than high net worth individuals) | 227 | $35.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 173 | 246 | increased by73 |
| Apr 1, 2026 | AUM | $110,401,000 | $195,201,000 | increased by$84,800,000 |
| Apr 1, 2026 | Accounts | 176 | 250 | increased by74 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 82 | 173 | increased by91 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,087,665,000 | $110,401,000 | decreased by$977,264,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 93 | 176 | increased by83 |
| Feb 1, 2022 | Clients | 50 | 82 | increased by32 |
| Feb 1, 2022 | AUM | $1,091,850,000 | $1,087,665,000 | decreased by$4,185,000 |
| Feb 1, 2022 | Accounts | 58 | 93 | increased by35 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EMERGENT FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EMERGENT FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.