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MAXIM CAPITAL GROUP, LLC
CRD 288321File 801-112998
APPROVED
Custody
Filing as of Apr 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.19B
Top 25% of cohort (national)
Discretionary AUM
$2.15B
Non-discretionary $43.4M
Clients
20
20 accounts
Employees
19
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 27, 2018
- Principal office
- 600 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY, 10022
- Phone
- 212-327-2555
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.19B
- Discretionary AUM
- $2.15B
- Non-discretionary AUM
- $43.4M
- Discretionary accounts
- 19
- Non-discretionary accounts
- 1
- Total accounts
- 20
- AUM per client
- $109.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 5 | $478.4M |
| Pooled investment vehicles | 15 | $1.71B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — ORIGINATION; EXTENSION; LOAN SERVICING; MONITORING FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 16 | 19 | increased by3 |
| Apr 1, 2026 | Clients | 17 | 20 | increased by3 |
| Apr 1, 2026 | AUM | $1,900,113,359 | $2,189,298,777 | increased by$289,185,418 |
| Apr 1, 2026 | Accounts | 17 | 20 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 16 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 12 | 17 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,300,540,999 | $1,900,113,359 | increased by$599,572,360 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 12 | 17 | increased by5 |
| Apr 1, 2022 | Employees | 9 | 11 | increased by2 |
| Apr 1, 2022 | Clients | 10 | 12 | increased by2 |
| Apr 1, 2022 | AUM | $915,089,846 | $1,300,540,999 | increased by$385,451,153 |
| Apr 1, 2022 | Accounts | 10 | 12 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MAXIM CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MAXIM CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.