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WELLINGTON FUNDS (US) LLC
CRD 288313File 801-111643
APPROVED
Custody
Disclosure events
Filing as of Jul 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.41B
Top 25% of cohort (national)
Discretionary AUM
$5.41B
Clients
16
16 accounts
Employees
2
Top 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Sep 12, 2017
- Principal office
- 280 CONGRESS STREET, BOSTON, MA, 02210
- Phone
- 617-951-5786
- Website
- HTTPS://WWW.WELLINGTON.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.41B
- Discretionary AUM
- $5.41B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 16
- Non-discretionary accounts
- 0
- Total accounts
- 16
- AUM per client
- $338.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 16 | $5.41B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 19 | 16 | decreased by3 |
| Apr 1, 2026 | AUM | $5,032,760,799 | $5,408,062,700 | increased by$375,301,901 |
| Apr 1, 2026 | Accounts | 19 | 16 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 0 | 2 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 17 | 19 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $5,438,332,134 | $5,032,760,799 | decreased by$405,571,335 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 17 | 19 | increased by2 |
| Apr 1, 2022 | Employees | 3 | 0 | decreased by3 |
| Apr 1, 2022 | Clients | 23 | 17 | decreased by6 |
| Apr 1, 2022 | AUM | $4,305,734,442 | $5,438,332,134 | increased by$1,132,597,692 |
| Apr 1, 2022 | Accounts | 23 | 17 | decreased by6 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WELLINGTON FUNDS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WELLINGTON FUNDS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.