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DUNHILL FINANCIAL
Legal name: DUNHILL FINANCIAL, LLC
CRD 288211File 801-110590
APPROVED
Retail clients
Filing as of Sep 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$601.7M
Above cohort median (national)
Discretionary AUM
$601.4M
Non-discretionary $308K
Clients
996
1,701 accounts
Employees
13
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jun 9, 2017
- Principal office
- SWAN COURT, 11 WORPLE ROAD, UNIT 109, LONDON, SW19 4JS
- Phone
- +1 561 685 2381
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $601.7M
- Discretionary AUM
- $601.4M
- Non-discretionary AUM
- $308K
- Discretionary accounts
- 1,699
- Non-discretionary accounts
- 2
- Total accounts
- 1,701
- AUM per client
- $604K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4 | $1.6M |
| High net worth individuals | 113 | $369.6M |
| Individuals (other than high net worth individuals) | 879 | $230.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | Employees | 12 | 13 | increased by1 |
| Aug 1, 2026 | Employees | 11 | 12 | increased by1 |
| May 1, 2026 | Employees | 12 | 11 | decreased by1 |
| Apr 1, 2026 | Employees | 13 | 12 | decreased by1 |
| Mar 1, 2026 | Employees | 11 | 13 | increased by2 |
| Mar 1, 2026 | Clients | 707 | 996 | increased by289 |
| Mar 1, 2026 | AUM | $322,892,937 | $601,716,422 | increased by$278,823,485 |
| Mar 1, 2026 | Accounts | 1,436 | 1,701 | increased by265 |
| Jan 1, 2026 | Employees | 9 | 11 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 9 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 279 | 707 | increased by428 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $123,972,750 | $322,892,937 | increased by$198,920,187 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 583 | 1,436 | increased by853 |
| Oct 1, 2022 | Employees | 4 | 3 | decreased by1 |
| Sep 1, 2022 | Employees | 5 | 4 | decreased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DUNHILL FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DUNHILL FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.