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VOYA FINANCIAL ADVISORS, INC.
CRD 2882File 801-46585
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.87B
Top 25% of cohort (national)
Discretionary AUM
$69.7M
Non-discretionary $3.80B
Clients
16,336
16,337 accounts
Employees
638
Top 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 11, 1994
- Principal office
- ONE ORANGE WAY, WINDSOR, CT, 06095
- Phone
- 1-800-356-2906
- Website
- https://www.voya.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.87B
- Discretionary AUM
- $69.7M
- Non-discretionary AUM
- $3.80B
- Discretionary accounts
- 142
- Non-discretionary accounts
- 16,195
- Total accounts
- 16,337
- AUM per client
- $237K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 21 | $9.2M |
| Charitable organizations | Fewer than 5 | $539K |
| High net worth individuals | 3,095 | $1.60B |
| Individuals (other than high net worth individuals) | 13,218 | $2.26B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11A2
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 563 | 638 | increased by75 |
| Apr 1, 2026 | Clients | 11,854 | 16,336 | increased by4,482 |
| Apr 1, 2026 | AUM | $2,744,735,129 | $3,870,673,693 | increased by$1,125,938,564 |
| Apr 1, 2026 | Accounts | 11,854 | 16,337 | increased by4,483 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 535 | 563 | increased by28 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 19,181 | 11,854 | decreased by7,327 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,055,465,737 | $2,744,735,129 | decreased by$1,310,730,608 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 19,181 | 11,854 | decreased by7,327 |
| Apr 1, 2022 | Employees | 577 | 535 | decreased by42 |
| Apr 1, 2022 | Clients | 18,688 | 19,181 | increased by493 |
| Apr 1, 2022 | AUM | $4,557,367,409 | $4,055,465,737 | decreased by$501,901,672 |
| Apr 1, 2022 | Accounts | 18,688 | 19,181 | increased by493 |
| Dec 1, 2021 | Employees | 1,479 | 577 | decreased by902 |
| Dec 1, 2021 | Clients | 74,829 | 18,688 | decreased by56,141 |
| Dec 1, 2021 | AUM | $16,832,911,486 | $4,557,367,409 | decreased by$12,275,544,077 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VOYA FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VOYA FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.