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ALPHA DNA INVESTMENT MANAGEMENT
Legal name: ALPHA DNA INVESTMENT MANAGEMENT LLC
CRD 288198File 801-119457
APPROVED
Retail clients
Filing as of Mar 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$194.7M
Below cohort median (national)
Discretionary AUM
$90.0M
Non-discretionary $104.7M
Clients
28
655 accounts
Employees
4
Bottom 25% of cohort in MD
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Sep 14, 2020
- Principal office
- 8860 COLUMBIA 100 PARKWAY, SUITE 301, COLUMBIA, MD, 21045
- Phone
- 443-288-6444
- Website
- HTTPS://WWW.ALPHADNAIM.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $194.7M
- Discretionary AUM
- $90.0M
- Non-discretionary AUM
- $104.7M
- Discretionary accounts
- 113
- Non-discretionary accounts
- 542
- Total accounts
- 655
- AUM per client
- $7.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 7 | $121.2M |
| High net worth individuals | 11 | $17.0M |
| Pooled investment vehicles | 2 | $54.3M |
| Individuals (other than high net worth individuals) | 8 | $2.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 5 | 4 | decreased by1 |
| Apr 1, 2026 | Clients | 26 | 28 | increased by2 |
| Apr 1, 2026 | AUM | $214,095,296 | $194,698,387 | decreased by$19,396,909 |
| Apr 1, 2026 | Accounts | 1,011 | 655 | decreased by356 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 5 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $200,215,549 | $214,095,296 | increased by$13,879,747 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 647 | 1,011 | increased by364 |
| Apr 1, 2022 | AUM | $181,077,983 | $200,215,549 | increased by$19,137,566 |
| Apr 1, 2022 | Accounts | 587 | 647 | increased by60 |
| Jan 1, 2022 | Clients | 22 | 26 | increased by4 |
| Jan 1, 2022 | AUM | $124,554,122 | $181,077,983 | increased by$56,523,861 |
| Jan 1, 2022 | Accounts | 1,089 | 587 | decreased by502 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALPHA DNA” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALPHA DNA” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.