ALPHA DNA INVESTMENT MANAGEMENT

Legal name: ALPHA DNA INVESTMENT MANAGEMENT LLC

CRD 288198File 801-119457

APPROVED

Retail clients

Filing as of Mar 19, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$194.7M

Below cohort median (national)

Discretionary AUM

$90.0M

Non-discretionary $104.7M

Clients

655 accounts

Employees

Bottom 25% of cohort in MD

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: PLRO
Registration date: Sep 14, 2020
Principal office: 8860 COLUMBIA 100 PARKWAY, SUITE 301, COLUMBIA, MD, 21045
Phone: 443-288-6444
Website: HTTPS://WWW.ALPHADNAIM.COM/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $194.7M
Discretionary AUM: $90.0M
Non-discretionary AUM: $104.7M
Discretionary accounts: 113
Non-discretionary accounts: 542
Total accounts: 655
AUM per client: $7.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other investment advisers	7	$121.2M
High net worth individuals	11	$17.0M
Pooled investment vehicles	2	$54.3M
Individuals (other than high net worth individuals)	8	$2.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Portfolio management for businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.