SPECTRA INVESTMENT MANAGEMENT, LLC

CRD 288145File 801-110258

APPROVED

Retail clients

Custody

Filing as of Mar 23, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$306.8M

Below cohort median (national)

Discretionary AUM

$291.0M

Non-discretionary $15.8M

Clients

133 accounts

Employees

Below cohort median in FL

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: MIRO
Registration date: Apr 5, 2017
Principal office: 401 SE OSCEOLA STREET, SUITE 202, STUART, FL, 34994
Phone: (772) 324-5640
Website: https://www.linkedin.com/company/spectrainvestmentmanagementllc/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $306.8M
Discretionary AUM: $291.0M
Non-discretionary AUM: $15.8M
Discretionary accounts: 114
Non-discretionary accounts: 19
Total accounts: 133
AUM per client: $6.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	9	$18.7M
Charitable organizations	4	$21.6M
High net worth individuals	29	$264.1M
Pension and profit sharing plans	1	$1
Individuals (other than high net worth individuals)	6	$2.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.