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INVICTA FINANCIAL GROUP
Legal name: BDT & ASSOCIATES, INC.
CRD 288008File 801-118542
APPROVED
Retail clients
Disclosure events
Filing as of Apr 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$371.1M
Below cohort median (national)
Discretionary AUM
$0
Non-discretionary $371.1M
Clients
477
1,683 accounts
Employees
11
Above cohort median in AZ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 27, 2020
- Principal office
- 2615 EAST 24TH STREET, SUITE 2, YUMA, AZ, 85365
- Phone
- 928-344-8000
- Website
- https://www.invictafg.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $371.1M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $371.1M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 1,683
- Total accounts
- 1,683
- AUM per client
- $778K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 181 | $256.2M |
| Individuals (other than high net worth individuals) | 296 | $115.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — PERCENTAGE OF CLIENT'S GROSS ANNUAL INCOME
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 512 | 477 | decreased by35 |
| Apr 1, 2026 | AUM | $324,619,396 | $371,143,077 | increased by$46,523,681 |
| Apr 1, 2026 | Accounts | 1,722 | 1,683 | decreased by39 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 10 | 11 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 10 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 477 | 512 | increased by35 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $260,050,318 | $324,619,396 | increased by$64,569,078 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,402 | 1,722 | increased by320 |
| Sep 1, 2022 | Employees | 9 | 8 | decreased by1 |
| Aug 1, 2022 | Employees | 10 | 9 | decreased by1 |
| Apr 1, 2022 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2022 | Clients | 400 | 477 | increased by77 |
| Apr 1, 2022 | AUM | $179,000,000 | $260,050,318 | increased by$81,050,318 |
| Apr 1, 2022 | Accounts | 1,244 | 1,402 | increased by158 |
| Jan 1, 2022 | Employees | 10 | 9 | decreased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “INVICTA FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“INVICTA FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.