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EFFICIENT CAPITAL MANAGEMENT LLC
CRD 287958File 801-111824
APPROVED
Custody
Filing as of Mar 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.16B
Above cohort median (national)
Discretionary AUM
$1.16B
Clients
13
13 accounts
Employees
29
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Oct 5, 2017
- Principal office
- 4355 WEAVER PARKWAY, SUITE 200, WARRENVILLE, IL, 60555-4060
- Phone
- 630-657-6800
- Website
- https://www.efficient.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.16B
- Discretionary AUM
- $1.16B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 13
- Non-discretionary accounts
- 0
- Total accounts
- 13
- AUM per client
- $89.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $179.3M |
| Pooled investment vehicles | 12 | $977.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — ADVISORY FEES SHARED WITH CERTAIN ADVISORS.
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $913,862,732 | $1,156,523,519 | increased by$242,660,787 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 25 | 29 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 18 | 13 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $836,226,655 | $913,862,732 | increased by$77,636,077 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 18 | 13 | decreased by5 |
| Apr 1, 2022 | Clients | 23 | 18 | decreased by5 |
| Apr 1, 2022 | AUM | $827,430,885 | $836,226,655 | increased by$8,795,770 |
| Apr 1, 2022 | Accounts | 23 | 18 | decreased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EFFICIENT CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EFFICIENT CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.