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BRUCE G. ALLEN INVESTMENTS, LLC
CRD 287859File 801-111789
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$258.1M
Below cohort median (national)
Discretionary AUM
$255.1M
Non-discretionary $3.1M
Clients
132
492 accounts
Employees
2
Below cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Sep 29, 2017
- Principal office
- 3200 E CHERRY CREEK SOUTH DRIVE, SUITE 640, DENVER, CO, 80209
- Phone
- (303) 592-5535
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $258.1M
- Discretionary AUM
- $255.1M
- Non-discretionary AUM
- $3.1M
- Discretionary accounts
- 485
- Non-discretionary accounts
- 7
- Total accounts
- 492
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $2.1M |
| High net worth individuals | 74 | $227.2M |
| Individuals (other than high net worth individuals) | 57 | $28.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.