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TRINITY ALPS CAPITAL
Legal name: TRINITY ALPS CAPITAL PARTNERS, LP
CRD 287741File 801-117657
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.07B
Above cohort median (national)
Discretionary AUM
$5.3M
Non-discretionary $1.07B
Clients
17
21 accounts
Employees
6
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Nov 15, 2019
- Principal office
- 601 MONTGOMERY STREET, STE. 2030, SAN FRANCISCO, CA, 94111
- Phone
- 415-740-5841
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.07B
- Discretionary AUM
- $5.3M
- Non-discretionary AUM
- $1.07B
- Discretionary accounts
- 7
- Non-discretionary accounts
- 14
- Total accounts
- 21
- AUM per client
- $63.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | Fewer than 5 | $3.3M |
| Pooled investment vehicles | 16 | $1.07B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 14 | 17 | increased by3 |
| Apr 1, 2026 | AUM | $1,085,677,460 | $1,070,369,396 | decreased by$15,308,064 |
| Apr 1, 2026 | Accounts | 18 | 21 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 6 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 12 | 14 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $969,501,472 | $1,085,677,460 | increased by$116,175,988 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 13 | 18 | increased by5 |
| Aug 1, 2022 | AUM | $920,491,651 | $969,501,472 | increased by$49,009,821 |
| Apr 1, 2022 | Clients | 8 | 12 | increased by4 |
| Apr 1, 2022 | AUM | $591,115,619 | $920,491,651 | increased by$329,376,032 |
| Apr 1, 2022 | Accounts | 8 | 13 | increased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TRINITY ALPS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TRINITY ALPS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.