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MOKOSAK ADVISORY GROUP, LLC
CRD 287538File 801-110319
APPROVED
Retail clients
Custody
Filing as of Feb 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$413.9M
Below cohort median (national)
Discretionary AUM
$409.8M
Non-discretionary $4.1M
Clients
490
1,364 accounts
Employees
4
Above cohort median in IA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 7, 2017
- Principal office
- 2900 100TH STREET SUITE 102, URBANDALE, IA, 50322
- Phone
- (515) 223-5404
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $413.9M
- Discretionary AUM
- $409.8M
- Non-discretionary AUM
- $4.1M
- Discretionary accounts
- 1,346
- Non-discretionary accounts
- 18
- Total accounts
- 1,364
- AUM per client
- $845K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $87K |
| High net worth individuals | 133 | $307.0M |
| Individuals (other than high net worth individuals) | 357 | $106.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 458 | 490 | increased by32 |
| Mar 1, 2026 | AUM | $345,300,877 | $413,919,041 | increased by$68,618,164 |
| Mar 1, 2026 | Accounts | 1,315 | 1,364 | increased by49 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 4 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 395 | 458 | increased by63 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $276,206,462 | $345,300,877 | increased by$69,094,415 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,093 | 1,315 | increased by222 |
| Apr 1, 2022 | Clients | 359 | 395 | increased by36 |
| Apr 1, 2022 | AUM | $219,677,632 | $276,206,462 | increased by$56,528,830 |
| Apr 1, 2022 | Accounts | 938 | 1,093 | increased by155 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MOKOSAK ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MOKOSAK ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.