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OPEROSE ADVISORS LLC
CRD 287465File 801-118313
APPROVED
Retail clients
Custody
Filing as of Sep 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.04B
Top 25% of cohort (national)
Discretionary AUM
$1.49B
Non-discretionary $545.0M
Clients
478
1,655 accounts
Employees
20
Top 25% of cohort in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 30, 2020
- Principal office
- 731 NORTH WATER STREET, SUITE 790, MILWAUKEE, WI, 53202
- Phone
- 414-209-3280
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.04B
- Discretionary AUM
- $1.49B
- Non-discretionary AUM
- $545.0M
- Discretionary accounts
- 1,307
- Non-discretionary accounts
- 348
- Total accounts
- 1,655
- AUM per client
- $4.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 17 | $109.7M |
| Charitable organizations | 29 | $276.1M |
| High net worth individuals | 302 | $1.51B |
| Pooled investment vehicles | 2 | $205K |
| Individuals (other than high net worth individuals) | 128 | $39.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 511 | 478 | decreased by33 |
| Apr 1, 2026 | Employees | 15 | 20 | increased by5 |
| Apr 1, 2026 | Clients | 453 | 511 | increased by58 |
| Apr 1, 2026 | AUM | $1,929,495,968 | $2,038,167,082 | increased by$108,671,114 |
| Apr 1, 2026 | Accounts | 1,418 | 1,655 | increased by237 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 457 | 453 | decreased by4 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $1,596,142,434 | $1,929,495,968 | increased by$333,353,534 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 1,334 | 1,418 | increased by84 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 15 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 169 | 457 | increased by288 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $530,408,849 | $1,596,142,434 | increased by$1,065,733,585 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 458 | 1,334 | increased by876 |
| Apr 1, 2022 | Employees | 10 | 11 | increased by1 |
| Apr 1, 2022 | Clients | 117 | 169 | increased by52 |
| Apr 1, 2022 | AUM | $338,960,974 | $530,408,849 | increased by$191,447,875 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OPEROSE ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OPEROSE ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.