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RUNNING OAK CAPITAL LLC
CRD 286656File 801-110116
APPROVED
Retail clients
Filing as of Aug 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$874.7M
Above cohort median (national)
Discretionary AUM
$844.5M
Non-discretionary $30.2M
Clients
1,035
1,035 accounts
Employees
3
Above cohort median in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 15, 2017
- Principal office
- 4415 E LAKE HARRIET PKWY, MINNEAPOLIS, MN, 55419
- Phone
- 919-656-3712
- Website
- HTTPS://WWW.RUNNINGOAK.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $874.7M
- Discretionary AUM
- $844.5M
- Non-discretionary AUM
- $30.2M
- Discretionary accounts
- 883
- Non-discretionary accounts
- 152
- Total accounts
- 1,035
- AUM per client
- $845K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $48.1M |
| Investment companies | 1 | $368.0M |
| Charitable organizations | 10 | $8.5M |
| High net worth individuals | 1,017 | $450.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Employees | 2 | 3 | increased by1 |
| Apr 1, 2026 | Clients | 1,039 | 1,035 | decreased by4 |
| Apr 1, 2026 | AUM | $822,755,662 | $874,740,150 | increased by$51,984,488 |
| Apr 1, 2026 | Accounts | 1,039 | 1,035 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 653 | 1,039 | increased by386 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $379,400,000 | $822,755,662 | increased by$443,355,662 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 653 | 1,039 | increased by386 |
| Apr 1, 2022 | Employees | 1 | 2 | increased by1 |
| Apr 1, 2022 | Clients | 543 | 653 | increased by110 |
| Apr 1, 2022 | AUM | $344,000,000 | $379,400,000 | increased by$35,400,000 |
| Apr 1, 2022 | Accounts | 543 | 653 | increased by110 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RUNNING OAK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RUNNING OAK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.