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MONARCH PLAN ADVISORS
CRD 286612File 801-111651
APPROVED
Filing as of Sep 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$792.6M
Above cohort median (national)
Discretionary AUM
$442.2M
Non-discretionary $350.3M
Clients
130
130 accounts
Employees
5
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Sep 8, 2017
- Principal office
- 3355 COCHRAN STREET, SUITE 101, SIMI VALLEY, CA, 93063
- Phone
- (818) 444-0376
- Website
- HTTP://WWW.MONARCH401K.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $792.6M
- Discretionary AUM
- $442.2M
- Non-discretionary AUM
- $350.3M
- Discretionary accounts
- 87
- Non-discretionary accounts
- 43
- Total accounts
- 130
- AUM per client
- $6.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 130 | $792.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 5 | 4 | decreased by1 |
| Apr 1, 2026 | Employees | 6 | 5 | decreased by1 |
| Apr 1, 2026 | Clients | 132 | 130 | decreased by2 |
| Apr 1, 2026 | AUM | $762,465,061 | $792,570,644 | increased by$30,105,583 |
| Apr 1, 2026 | Accounts | 136 | 130 | decreased by6 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 125 | 132 | increased by7 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $0 | $762,465,061 | increased by$762,465,061 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 0 | 136 | increased by136 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 101 | 125 | increased by24 |
| Mar 1, 2022 | Clients | 95 | 101 | increased by6 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MONARCH PLAN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MONARCH PLAN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.