THE PROFESSIONAL FINANCIAL COMPANY LLC

CRD 286419File 801-114491

APPROVED

Retail clients

Filing as of Mar 24, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$246.1M

Below cohort median (national)

Discretionary AUM

$246.1M

Clients

263

575 accounts

Employees

Below cohort median in UT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: DRO
Registration date: Jan 28, 2019
Principal office: 384 W CENTER ST, OREM, UT, 84057
Phone: (801) 701-2345
Website: HTTP://WWW.LINKEDIN.COM/COMPANY/THEPFC

Assets & accounts

ADV Item 5F

Total regulatory AUM: $246.1M
Discretionary AUM: $246.1M
Non-discretionary AUM: $0
Discretionary accounts: 575
Non-discretionary accounts: 0
Total accounts: 575
AUM per client: $936K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	1	$107K
Charitable organizations	7	$26.0M
High net worth individuals	71	$169.0M
Individuals (other than high net worth individuals)	184	$38.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 17, 2026	Clients	285	263
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.