THE PROFESSIONAL FINANCIAL COMPANY LLC

CRD 286419File 801-114491

APPROVED

Retail clients

Filing as of Mar 24, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$246.1M

Below cohort median (national)

Discretionary AUM

$246.1M

Clients

263

575 accounts

Employees

Below cohort median in UT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: DRO
Registration date: Jan 28, 2019
Principal office: 384 W CENTER ST, OREM, UT, 84057
Phone: (801) 701-2345
Website: HTTPS://THEPFC.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $246.1M
Discretionary AUM: $246.1M
Non-discretionary AUM: $0
Discretionary accounts: 575
Non-discretionary accounts: 0
Total accounts: 575
AUM per client: $936K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	1	$107K
Charitable organizations	7	$26.0M
High net worth individuals	71	$169.0M
Individuals (other than high net worth individuals)	184	$38.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Aug 17, 2026	Clients	285	263	decreased by22
Apr 1, 2026	Employees	6	7	increased by1
Apr 1, 2026	Clients	245	285	increased by40
Apr 1, 2026	AUM	$361,064,134	$246,055,621	decreased by$115,008,513
Apr 1, 2026	Accounts	535	575	increased by40
May 1, 2025 vs Oct 1, 2022	Employees	3	6	increased by3
May 1, 2025 vs Oct 1, 2022	Clients	331	245	decreased by86
May 1, 2025 vs Oct 1, 2022	AUM	$197,253,782	$361,064,134	increased by$163,810,352
May 1, 2025 vs Oct 1, 2022	Accounts	469	535	increased by66
Apr 1, 2022	Employees	5	3	decreased by2
Apr 1, 2022	Clients	197	331	increased by134
Apr 1, 2022	AUM	$187,191,264	$197,253,782	increased by$10,062,518
Apr 1, 2022	Accounts	357	469	increased by112
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “PROFESSIONAL FINANCIAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PROFESSIONAL FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.