← Directory
O'KEEFE STEVENS ADVISORY, INC.
CRD 286338File 801-109944
APPROVED
Retail clients
Filing as of Jul 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$585.6M
Above cohort median (national)
Discretionary AUM
$585.6M
Clients
357
943 accounts
Employees
9
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 8, 2017
- Principal office
- Not reported
- Phone
- 585-340-6538
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $585.6M
- Discretionary AUM
- $585.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 943
- Non-discretionary accounts
- 0
- Total accounts
- 943
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 157 | $511.0M |
| Individuals (other than high net worth individuals) | 200 | $74.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 8 | 9 | increased by1 |
| Feb 1, 2026 | Clients | 318 | 357 | increased by39 |
| Feb 1, 2026 | AUM | $424,909,116 | $585,621,482 | increased by$160,712,366 |
| Feb 1, 2026 | Accounts | 798 | 943 | increased by145 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 7 | 8 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 7 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 266 | 318 | increased by52 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $261,925,654 | $424,909,116 | increased by$162,983,462 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 677 | 798 | increased by121 |
| Aug 1, 2022 | Employees | 7 | 8 | increased by1 |
| May 1, 2022 | Employees | 6 | 7 | increased by1 |
| Feb 1, 2022 | Clients | 358 | 266 | decreased by92 |
| Feb 1, 2022 | AUM | $191,825,040 | $261,925,654 | increased by$70,100,614 |
| Feb 1, 2022 | Accounts | 702 | 677 | decreased by25 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “O'KEEFE STEVENS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“O'KEEFE STEVENS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.