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SOUND FINANCIAL STRATEGIES GROUP, LLC
CRD 286261File 801-108894
APPROVED
Retail clients
Disclosure events
Filing as of Mar 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$217.7M
Below cohort median (national)
Discretionary AUM
$217.7M
Clients
593
923 accounts
Employees
7
Bottom 25% of cohort in MS
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jan 11, 2017
- Principal office
- 116 ONE MADISON PLAZA, SUITE 1100, MADISON, MS, 39110
- Phone
- 601-856-3825
- Website
- HTTPS://WWW.SOUNDFSG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $217.7M
- Discretionary AUM
- $217.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 923
- Non-discretionary accounts
- 0
- Total accounts
- 923
- AUM per client
- $367K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $85.5M |
| High net worth individuals | 30 | $30.6M |
| Individuals (other than high net worth individuals) | 560 | $101.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11H2
- Q11H1A
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 8 | 7 | decreased by1 |
| Apr 1, 2026 | Clients | 723 | 593 | decreased by130 |
| Apr 1, 2026 | AUM | $183,723,913 | $217,657,061 | increased by$33,933,148 |
| Apr 1, 2026 | Accounts | 1,280 | 923 | decreased by357 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 8 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 802 | 723 | decreased by79 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $264,108,938 | $183,723,913 | decreased by$80,385,025 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,363 | 1,280 | decreased by83 |
| Apr 1, 2022 | Employees | 9 | 11 | increased by2 |
| Apr 1, 2022 | Clients | 791 | 802 | increased by11 |
| Apr 1, 2022 | AUM | $257,087,625 | $264,108,938 | increased by$7,021,313 |
| Apr 1, 2022 | Accounts | 1,318 | 1,363 | increased by45 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SOUND FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SOUND FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.