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OCTAGON ASSET MANAGEMENT, LLC
CRD 286248File 801-110412
APPROVED
Filing as of Mar 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$221.2M
Below cohort median (national)
Discretionary AUM
$3.7M
Non-discretionary $217.5M
Clients
5
5 accounts
Employees
4
Below cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 17, 2017
- Principal office
- 615 S COLLEGE STREET, CHARLOTTE, NC, 28202-3354
- Phone
- 212 683-8811
- Website
- HTTP://WWW.OCTAGONAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $221.2M
- Discretionary AUM
- $3.7M
- Non-discretionary AUM
- $217.5M
- Discretionary accounts
- 1
- Non-discretionary accounts
- 4
- Total accounts
- 5
- AUM per client
- $44.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 4 | $217.5M |
| Pooled investment vehicles | 1 | $3.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.