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PENOBSCOT FINANCIAL ADVISORS
Legal name: PENOBSCOT WEALTH MANAGEMENT
CRD 286211File 801-108988
APPROVED
Retail clients
Custody
Filing as of Apr 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$544.5M
Above cohort median (national)
Discretionary AUM
$544.0M
Non-discretionary $507K
Clients
562
1,811 accounts
Employees
12
Above cohort median in ME
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jan 25, 2017
- Principal office
- ONE MONUMENT SQUARE, SUITE 501, PORTLAND, ME, 04101
- Phone
- (207) 990-1901
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $544.5M
- Discretionary AUM
- $544.0M
- Non-discretionary AUM
- $507K
- Discretionary accounts
- 1,809
- Non-discretionary accounts
- 2
- Total accounts
- 1,811
- AUM per client
- $969K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $1.2M |
| High net worth individuals | 193 | $396.9M |
| Individuals (other than high net worth individuals) | 369 | $146.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.