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TCP ASSET MANAGEMENT, LLC
CRD 286037File 801-108836
APPROVED
Retail clients
Custody
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.18B
Above cohort median (national)
Discretionary AUM
$1.15B
Non-discretionary $32.8M
Clients
2,221
5,021 accounts
Employees
43
Above cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 3, 2017
- Principal office
- 5000 HORIZONS DRIVE, UPPER ARLINGTON, OH, 43220
- Phone
- 614-761-9378
- Website
- HTTPS://TCPASSET.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.18B
- Discretionary AUM
- $1.15B
- Non-discretionary AUM
- $32.8M
- Discretionary accounts
- 4,918
- Non-discretionary accounts
- 103
- Total accounts
- 5,021
- AUM per client
- $533K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 287 | $565.0M |
| Individuals (other than high net worth individuals) | 1,934 | $617.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SOLICITOR'S FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 38 | 43 | increased by5 |
| Mar 1, 2026 | Custody | No | Yes | |
| Mar 1, 2026 | Clients | 1,760 | 2,221 | increased by461 |
| Mar 1, 2026 | AUM | $822,130,691 | $1,182,711,742 | increased by$360,581,051 |
| Mar 1, 2026 | Accounts | 3,930 | 5,021 | increased by1,091 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 35 | 38 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 29 | 35 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,164 | 1,760 | increased by596 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $416,721,715 | $822,130,691 | increased by$405,408,976 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,949 | 3,930 | increased by981 |
| Aug 1, 2022 | Employees | 27 | 29 | increased by2 |
| Apr 1, 2022 | Employees | 26 | 27 | increased by1 |
| Mar 1, 2022 | Clients | 1,205 | 1,164 | decreased by41 |
| Mar 1, 2022 | AUM | $316,610,682 | $416,721,715 | increased by$100,111,033 |
| Mar 1, 2022 | Accounts | 2,599 | 2,949 | increased by350 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TCP ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TCP ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.