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WALLACE HART CAPITAL MANAGEMENT
Legal name: WALLACE HART LLC
CRD 285981File 801-108930
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$264.0M
Below cohort median (national)
Discretionary AUM
$260.8M
Non-discretionary $3.2M
Clients
230
873 accounts
Employees
5
Below cohort median in KY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 13, 2017
- Principal office
- 1792 ALYSHEBA WAY, SUITE 390, LEXINGTON, KY, 40509
- Phone
- 859-300-3030
- Website
- HTTPS://WWW.WALLACEHART.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $264.0M
- Discretionary AUM
- $260.8M
- Non-discretionary AUM
- $3.2M
- Discretionary accounts
- 820
- Non-discretionary accounts
- 53
- Total accounts
- 873
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 89 | $189.3M |
| Pooled investment vehicles | 2 | $17.5M |
| Pension and profit sharing plans | 1 | $4.3M |
| Individuals (other than high net worth individuals) | 138 | $52.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6 | 5 | decreased by1 |
| Apr 1, 2026 | Clients | 225 | 230 | increased by5 |
| Apr 1, 2026 | AUM | $255,607,816 | $264,001,265 | increased by$8,393,449 |
| Apr 1, 2026 | Accounts | 763 | 873 | increased by110 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 8 | 6 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 8 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 200 | 225 | increased by25 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $242,220,000 | $255,607,816 | increased by$13,387,816 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 820 | 763 | decreased by57 |
| Apr 1, 2022 | Clients | 186 | 200 | increased by14 |
| Apr 1, 2022 | AUM | $215,000,000 | $242,220,000 | increased by$27,220,000 |
| Apr 1, 2022 | Accounts | 715 | 820 | increased by105 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WALLACE HART” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WALLACE HART” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.