WALLACE HART CAPITAL MANAGEMENT

Legal name: WALLACE HART LLC

CRD 285981File 801-108930

APPROVED

Retail clients

Custody

Filing as of Mar 24, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$264.0M

Below cohort median (national)

Discretionary AUM

$260.8M

Non-discretionary $3.2M

Clients

230

873 accounts

Employees

Below cohort median in KY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Jan 13, 2017
Principal office: 1792 ALYSHEBA WAY, SUITE 390, LEXINGTON, KY, 40509
Phone: 859-300-3030
Website: HTTPS://WWW.WALLACEHART.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $264.0M
Discretionary AUM: $260.8M
Non-discretionary AUM: $3.2M
Discretionary accounts: 820
Non-discretionary accounts: 53
Total accounts: 873
AUM per client: $1.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	89	$189.3M
Pooled investment vehicles	2	$17.5M
Pension and profit sharing plans	1	$4.3M
Individuals (other than high net worth individuals)	138	$52.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.