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WMG FINANCIAL ADVISORS, LLC
CRD 285824File 801-116718
APPROVED
Retail clients
Custody
Filing as of Sep 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$693.8M
Above cohort median (national)
Discretionary AUM
$488.0M
Non-discretionary $205.8M
Clients
1,655
1,654 accounts
Employees
18
Above cohort median in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jun 4, 2019
- Principal office
- 620 MABRY HOOD ROAD, SUITE 101, KNOXVILLE, TN, 37932
- Phone
- (865) 290-4000
- Website
- HTTPS://www.wmgfa.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $693.8M
- Discretionary AUM
- $488.0M
- Non-discretionary AUM
- $205.8M
- Discretionary accounts
- 1,576
- Non-discretionary accounts
- 78
- Total accounts
- 1,654
- AUM per client
- $419K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $262K |
| High net worth individuals | 104 | $363.3M |
| Pooled investment vehicles | 3 | $19.1M |
| Pension and profit sharing plans | 61 | $220.3M |
| Individuals (other than high net worth individuals) | 1,485 | $90.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 17 | 18 | increased by1 |
| Apr 1, 2026 | Clients | 942 | 1,655 | increased by713 |
| Apr 1, 2026 | AUM | $614,890,081 | $693,797,657 | increased by$78,907,576 |
| Apr 1, 2026 | Accounts | 1,940 | 1,654 | decreased by286 |
| Feb 1, 2026 | Employees | 16 | 17 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 17 | 16 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 20 | 17 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 746 | 942 | increased by196 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $461,233,328 | $614,890,081 | increased by$153,656,753 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,152 | 1,940 | increased by788 |
| Sep 1, 2022 | Employees | 19 | 20 | increased by1 |
| May 1, 2022 | Custody | No | Yes | |
| Mar 1, 2022 | Employees | 20 | 19 | decreased by1 |
| Mar 1, 2022 | Clients | 481 | 746 | increased by265 |
| Mar 1, 2022 | AUM | $343,379,559 | $461,233,328 | increased by$117,853,769 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WMG FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WMG FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.