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WMG FINANCIAL ADVISORS, LLC
CRD 285824File 801-116718
APPROVED
Retail clients
Custody
Filing as of May 19, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$693.8M
Above cohort median (national)
Discretionary AUM
$488.0M
Non-discretionary $205.8M
Clients
1,655
1,654 accounts
Employees
18
Above cohort median in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jun 4, 2019
- Principal office
- 620 MABRY HOOD ROAD, SUITE 101, KNOXVILLE, TN, 37932
- Phone
- (865) 290-4000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $693.8M
- Discretionary AUM
- $488.0M
- Non-discretionary AUM
- $205.8M
- Discretionary accounts
- 1,576
- Non-discretionary accounts
- 78
- Total accounts
- 1,654
- AUM per client
- $419K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $262K |
| High net worth individuals | 104 | $363.3M |
| Pooled investment vehicles | 3 | $19.1M |
| Pension and profit sharing plans | 61 | $220.3M |
| Individuals (other than high net worth individuals) | 1,485 | $90.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.